Associate Director - Compliance Services
Associate Director - Compliance Services. Our client has a fantastic opportunity for anAssociate Director – Compliance Servicesto join our team in Tipperary. The successful candidate will be responsible for providing advice to the company and its subsidiaries and affiliates on regulatory matters and will work closely with the Managing Director - International, Managing Directors, Directors and other employees to manage the regulatory Compliance Services business requirements including compliance policies & procedures, system interface and client needs. What you will do: Review the regulatory implications of various matters and make recommendations. Work with clients to ensure that appropriate regulatory processes and controls are established and documented within the areas of responsibility. Take on appointments as AML Compliance Officer, MLRO and/or Deputy MLRO as required. Assist in the supervision and monitoring of certain employees who act as AML Compliance Officer, MLRO and/or Deputy MLRO (with respect to performance of those roles. Manage responses to Compliance Services related questionnaires, while ensuring that the responses comply with internal and external data security protocols. Provide expert advice and assist in transformation projects and in the implementation of best practices. Coordinate with internal Compliance Department and manage project tasks as appropriate as directed by the MDI. Carry out duties with minimal oversight. Communicate with clients to resolve any potential issues. Oversee the client compliance review and monitoring activities. Monitor the Money Laundering Reporting functions for each client. Oversee the testing of client internal controls regarding AML/CFT compliance with a focus on the delegated services providers. Prepare compliance reports including key findings and recommendations and present to the relevant Board of Directors. Conduct periodic risk assessments and response plans. Ensure all regulatory and compliance requirements are met for clients by designing and implementing relevant programs, policies, and practices in coordination with the MDI. Develop, organize, and/or deliver consistent compliance related training. Manage ad hoc projects in the Compliance Services function. Manage regular reporting. Supervise the performance of and provide guidance to Compliance Services personnel as directed. Maintain a high standard in the performance of daily duties and escalate concerns to the MDI on a timely basis. Monitor the effectiveness of established compliance processes and controls; and recommend and oversee the implementation of enhancements. What you will have: An internationally recognized professional qualification. Minimum of 7- 10 years relevant experience in compliance, financial risk or consulting roles in the financial sector. Required knowledge of European AML regulatory framework. Knowledge of the Cayman Islands AML regulatory framework desirable. Excellent interpersonal and communication skills, both written and verbal. Strong leadership skills. Prior regulatory or fund administration or audit experience would be an asset. APPLY NOW and for a confidential discussion please call Marguerite Brahim 021 4944862 / 085 8703539. This job originally appeared on RecruitIreland.com.
197 days ago